Experienced Senior Administrator - Compliance / Financial Regulation

Job Descriptions

Our client, an extremely reputable and highly respected international organisation provides independent order-execution and clearing to equities, options, fixed income, and foreign exchange markets.

With offices in the US and UK, this professional but friendly company are offering a wonderful opportunity for a highly competent senior administrator to join their elite team in London but with the future possibility to travel to their offices in the US and also to work remotely 1-2 days week.  

This role is suited to a very reliable, responsible individual who ideally has a background in legal services and/or compliance as you will be handling extremely sensitive and important information and data.

Top organisational skills and an eagle eye for detail is a must as well as someone who is used to a large amount of document production.

Core duties will include but not be limited to:

• Collating and proof reading documents
• Reporting findings and following up with relevant personnel on action points and deliverables 
• Processing share certificates and other relevant documentation
• Carefully reviewing documentation to highlight exemption from regulation on a case by case basis
• Maintain regulatory knowledge
• Prepare and file required documents
• Tracking and reviewing processes / applications
• Reviewing processes and working in strict accordance with regulatory guidelines to meet key objectives
• General office and administrative functions

Skills required:

• Intelligent and detail driven administrator who is extremely organised.
• Process driven with exposure to legal sector or financial regulation would be beneficial.
• Responsible, articulate with excellent communication skills written and verbal.
• Flexible to work outside of regular working hours in order to meet deadline requirements.